Sweep investment - PDFSEARCH.IO - Document Search Engine

Sweep investment
Results: 94

#	Item
31	15 of 16 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca Equities, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 08:55:01 Financial markets Economy of the United States New York Stock Exchange NYSE Arca Order Regulation NMS Intermarket sweep order Finance Stock market Financial economics Investment
32	33 of 60 Exhibit 5 Additions: Underlined Deletions: [Bracketed] Rules of New York Stock Exchange LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-01 09:31:19 Financial markets Finance Order Intermarket sweep order Regulation NMS Immediate or cancel Futures contract Algorithmic trading Stock market Financial economics Investment
33	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 2, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-03 08:55:35 Financial markets Business NASDAQ Philadelphia Stock Exchange Order Day trading Market maker Futures contract Intermarket sweep order Stock market Financial economics Investment
34	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-10-17 16:29:42 Financial markets Finance United States Securities and Exchange Commission Order Intermarket sweep order Regulation NMS Securities Exchange Act Futures contract Algorithmic trading Stock market Financial economics Investment
35	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-NYSE[removed]and SR-NYSEMKT[removed]October 9, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT, Inc.; Order Approving Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-10 08:08:13 Financial markets Finance United States Securities and Exchange Commission Regulation NMS New York Stock Exchange Order High-frequency trading Futures contract Intermarket sweep order Stock market Financial economics Investment
36	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 21, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Acti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 09:17:53 Financial economics 73rd United States Congress Investment Financial regulation Securities Exchange Act New York Stock Exchange Intermarket sweep order U.S. Securities and Exchange Commission Regulation NMS United States Securities and Exchange Commission Stock market United States securities law
37	TRAINING REQUIREMENTS FOR TREASURERS OF SUBDIVISIONS FREQUENTLY ASKED QUESTIONS (FAQ) Ohio law requires various public financial officials to receive continuing training in the investment and management of public finance Add to Reading List Source URL: ohioauditor.gov Language: English - Date: 2014-01-03 19:19:37 Investment Government investment pool Sweep account Financial economics Financial services Finance Professional certification in finance Public finance Funds Money market fund Subprime mortgage crisis
38	Martha Redding Chief Counsel NYSE New York Stoek Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-02 11:10:36 Stock market Finance United States Securities and Exchange Commission Regulation NMS Short selling Order New York Stock Exchange Intermarket sweep order Market maker Financial economics Financial markets Investment
39	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 28, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS Y Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-29 06:46:43 Finance Investment Order Intermarket sweep order Short Algorithmic trading Bid price Financial markets Stock market Financial economics
40	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 28, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 and 21.1 o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-29 06:47:06 Investment Finance Order Intermarket sweep order Algorithmic trading Short Stock market Financial markets Financial economics

UPDATE